About

A national network of seasoned financial services professionals with diverse compliance and supervision experience

Financial services compliance FloridaOur mission is to provide top-tier, high-quality customized services to meet our clients’ needs
at a competitive price.

From our home office in South Florida, we execute on client engagements, large and small, by drawing on a vast national network of independent like-minded professionals with diverse compliance and supervisory experience.

By utilizing independent professionals on an as-needed basis, our clients only pay for services they need, when they need them. Our low overhead allows us to pass our cost savings along to clients.

Sander Ressler’s expertise in financial services compliance and operations is both broad and deep. He has more than 20 years of hands-on, frontline experience with broker/dealers and registered investment advisers. Sander began his career working for a regulator and subsequently served in senior compliance positions for financial services companies including but not limited to American Express, American General Life Insurance, AIG, ING and Societe Generale. Sander has led more than 20 regulatory examinations conducted by the SEC, FINRA, and various state departments governing banking, securities and insurance.

Since launching Your Securities Consultants, LLC, Sander has assisted financial institutions with a broad range of compliance-related issues (see Outsourcing Services)

In addition, Sander has been engaged by more than 30 law firms as an expert witness in more than 140 arbitrations (having testified in 40+ hearings) and participated in more than 20 meditations. (see Legal Support Services).

Sander currently holds the Series 7, 24 and 63 securities licenses. He previously held the Series 3, 4, 8, 9, 14, 53 and 65 licenses.

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